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Banking & Finance Law Attorney in Miami, Florida
Banking and finance law address the organization, ownership, and operation of banks and depository institutions, mortgage banks, other providers of financial services regulated or licensed by state or federal banking regulators, and holding companies (“bank and other financial organizations”). Prego Law Group PLLC counsels US and foreign banks, trust companies, brokers and dealers, investment advisory companies, and other financial institutions. Prego Law Group PLLC also counsels operating subsidiaries, affiliates, and holding companies, on domestic and international activities. It also covers the representation of banks and other financial organizations in lending transactions to borrowers and compliance with AML/BSA/OFAC and consumer and other laws involving all aspects of financial services provided.
Prego Law Group PLLC's comprehensive banking and finance law practice includes advice and representation not only with respect to lending and regulatory compliance, but also with respect to fiduciary activities, securitizations, payment systems, electronic banking, cyber security, data security, and risk management. Prego Law Group PLLC also covers mergers, corporate organizational, and ownership issues involving holding companies, banks, and other regulated entities.
On an ongoing basis, Prego Law Group PLLC assists their clients with responses to regulatory examinations, representation during examinations, and, the resolution of enforcement actions. Some of Prego Law Group PLLC's areas of service include:
Advising boards of directors, executive management, and officers in the exercise of their powers and duties to their institutions, creditors, shareholders, and regulatory bodies
Corporate governance assessment
Policies and Procedures
Enforcement action(s) negotiation, response, and resolution
AML / BSA / OFAC / KYC-EDD
State & Federal Banking License(s)
Money Transmitter Part II & Part III License(s)
Prego Law Group PLLC offers solid knowledge and experience with Bank Secrecy Act (BSA), AML / US Patriot Act, and OFAC compliance. Martin Prego, Prego Law Group PLLC's lead banking attorney, frequently lectures on AML/BSA/OFAC at anti-money laundering conferences and seminars and has published several articles. Due to the robust experience in banking & regulatory compliance, Prego Law Group PLLC is well-suited to provide representation in matters relating to federal and state anti-money laundering, OFAC, and know-your-customer statutes and regulations, as well as in the development and implementation of effective AML/OFAC programs and cost-effective resolution of compliance violations.